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Charles Schwab Business Electronic Surveillance Team (BEST) Associate in Westlake, Texas

Description:

Westlake - TX, TX2050R, 2050 Roanoke Road, 76262-9616

Andrew Vess

0411-48003

We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at http://www.aboutschwab.com/about/leadership/charles_schwab over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

This job description has been posted for the purpose of pipelining candidates for future opportunities.

The Control group within Supervision & Controls is an independent group responsible for providing delegated review of control and risk mitigation functions to Schwab’s Investor Services (retail) group. The vision of Supervision & Controls is to be a trusted independent partner of all Schwab stakeholders that promotes business growth through effective risk management. We strive to improve business outcomes by providing and applying practical, consistent, effective and unbiased risk guidance that is grounded in a deep understanding of business goals as well as the regulatory and industry environment.

What you’ll do:

The Business Electronic Surveillance Team (BEST) Associate is responsible for performing critical roles designed to enhance the control functions performed by our team. This includes review of electronic correspondence, social media, bank testing functions, and other key controls. The BEST Associate will serve as the initial point for review of multiple control functions within the scope of the Supervision & Controls team.

The successful candidate will need to be a self-starter, work independently and have the ability to identify emerging trends, data and trending analysis. This person should have strong analytical skills and possess the aptitude to learn quickly and seize opportunities to increase their overall business and financial services knowledge. The candidate must possess the ability to develop strong working relationships with peers and internal business partners. The candidate will operate in a fast paced environment with the ability to make decisions based on sound judgment with information at hand.

What you have:

Technical/Functional Required:

  • Bachelor's degree required

  • Strong written and verbal communication skills, including the ability to escalate effectively

Preferred skills :

  • 0 - 2 years’ experience in financial services preferred

  • Active and valid Series 7 preferred (not required)

  • Strong Microsoft Office product skills

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at http://www.aboutschwab.com/careers/lifeatschwab/" .

Schwab is committed to building a diverse and inclusive workplace where everyone feels valued. As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law. ( Please click here to see policy at https://www.aboutschwab.com/equal-employment-opportunity-policy-at-schwab .) Schwab is also an affirmative action employer, focused on advancing women, minorities, veterans, and individuals with disabilities in the workplace. We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity.

If you need an accommodation in the application process, please email accommodations@schwab.com or call HR Direct at 800-725-3535.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: None

Relevant Work Experience: Analyst/Strategy-less than 2 yrs, Financial Services-less than 2 yrs, Regulatory, Risk Analysis, Compliance

Position Located In: AZ - Phoenix, TX - Westlake, IN - Indianapolis

Education: BA/BS

Job Type: Full Time

Category:Compliance/Legal/Regulatory

Activation Date: Thursday, April 11, 2019

Expiration Date: Wednesday, May 1, 2019

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