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UBS Financial Services Voluntary Corporate Actions Specialist in New York, New York

Voluntary Corporate Actions Specialist

United States - New York


Corporate Center

Job Reference #:



New York

Job Type:

Full Time

Your role:

We are looking for a Voluntary Corporate Actions Specialist to handle the front to back processing of elective Corporate Actions. The Specialist will be responsible for processing domestic and international voluntary Corporate Action events including Tender Offers, Exchanges, Dutch Auctions, Rights Subscriptions, and Conversions. Candidate will be required to handle multiple deadlines throughout the day and process daily tasks quickly and efficiently. Candidate will also be expected to respond to client queries in a timely manner.

Your team:

The Corporate Actions Department manages all of UBS’ global positions through the lifecycle of corporate events, on multiple products including Equity, Fixed Income, Mortgage Backed, US Treasury, and Derivatives. We typically service the Prime Brokerage and Proprietary Trading businesses. The Corporate Actions department services Securities Lending and Institutional Trading clients as well.

Your expertise:

Experience with Prime Brokerage accounts is required. Candidate should be familiar with current market practices, specifically with regards to liability notices. Additional requirements:


•\tAble to read and interpret stock record positions

•\tAble to multi-task and interact with different client bases simultaneously

•\tProficient in Microsoft Office applications

•\tKnowledgeable in DTC’s PTS/PBS platform and Broadridge Applications

Experience from working in highly demanding and stressful environment dealing directly with traders and clients is highly desirable.

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us:

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.