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Credit Suisse HK PB Compliance Officer #135942 in Hong Kong, Hong Kong

  • The opportunity to provide broad ranging compliance input in relation to private bank product offerings.

  • You will develop best-in-class business and compliance practices by challenging the status quo and actively engaging in process design.

  • You will actively participate in private banking product related initiatives and facilitate the awareness and syndication of regulatory risk through engagement with multiple stakeholders across compliance, legal and COO functions.

  • You will provide well-reasoned compliance second line of defense challenge in matters relevant to the Hong Kong business.

  • As part of a broader team, you will develop scalable compliance processes using technology to drive efficiency and risk related outcomes.

  • You will drive and execute compliance risk assessments and mapping of regulations, taking into account end-to-end processes of the business and identifying potential gaps during the process.

  • You will keep track and maintain a knowledge base of product related regulations and compliance knowhow as well as supporting the formulation and implementation of policy.

  • You will continually assess regulatory risk, potential compliance issues and regulatory breaches pertaining to multiple product lines and raise material items to compliance management.

  • You will co-ordinate and perform second line checks to ensure effectiveness of actions implemented.

  • You will participate in relevant governance committee or working groups.

  • You will Plan and deliver briefing or training on compliance or regulatory requirements.

  • You will backup other team members and provide support to the team if required.

  • 5-10 years working experience in the financial or professional services industry.

  • A positive, flexible can-do attitude and willingness to learn.

  • Attention to detail and a team oriented outlook.

  • University degree or higher.

  • Experience in private banking, a professional background (legal, risk, audit, consulting) or regulatory bodies with a focus on financial products and regulations would be a significant advantage.

  • Strong communication skills, written and verbal. Collaborative mind-set and able to work effectively within a team.

  • You will have proven project management skills and an ability to work with multiple partners across front office and senior management

  • MS Word, Excel and Power Point skills.

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

Job: *Legal & Compliance

Title: HK PB Compliance Officer #135942

Location: Hong Kong-Hong Kong-Hong Kong

Requisition ID: 135942

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